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Viewing results for: Regulatory Compliance & Enforcement Defense
September 29, 2026
Special Purpose Vehicles in Focus: Regulatory and Legal Traps for Managers
May 27, 2026
SEC Final Order Increasing "Qualified Client" Thresholds Under Rule 205-3 of the Investment Advisers Act
June 11, 2025
U.S. Tax Issues For Canadian Partners In Partnerships That Make U.S. Investments
June 6, 2024
Fifth Circuit Vacates the SEC’s Private Fund Rule
June 3, 2024
SEC Insider Trading Victory Casts a Long ‘Shadow’ Over the Investment Industry
April 30, 2024
SEC Issues Risk Alert on Marketing Rule Compliance
September 27, 2023
Fourth Quarter Compliance Deadlines
September 5, 2023
Private Fund Adviser Rules
July 26, 2023
“Say-on-Pay” Proxy Voting Requirements for Hedge Fund Managers