14 Days Away: Must Haves for Complying with Reg BI

Wednesday, June 17, 2020
11:00 AM 12:00 PM

Regulation Best Interest (Reg BI) is nearly here. With only a handful of days left until the June 30th deadline, firms are starting to look beyond the horizon of the application date to imagine what enforcement, compliance, and the advisor experience will look like, especially in remote work environments.

If your firm is feeling the pressure or looking to add value, join us for this webinar. Experts from Sadis & Goldberg LLP and NICE Actimize will walk you through what practical “Day 1 Compliance” looks like, explain how you can add value, and show you how to kickstart your Reg BI compliance program into high gear.

Register now for this webinar and learn:

• Reg BI requirements – what you need to do to meet the June 2020 deadline;
• What practical “Day 1 Compliance” and the ideal Reg BI program look like;
• How technology can enhance the advisor experience;
• What to look for in an end-to-end Reg BI surveillance solution and how to achieve compliance FAST;
• How to extend Reg BI compliance to remote, virtual environments with cloud-based capture and surveillance;
• How to go beyond compliance and add value for both advisors and clients.